Notice: Function _load_textdomain_just_in_time was called incorrectly. Translation loading for the wp-migrate-db domain was triggered too early. This is usually an indicator for some code in the plugin or theme running too early. Translations should be loaded at the init action or later. Please see Debugging in WordPress for more information. (This message was added in version 6.7.0.) in /srv/app/gotoiba-dev/htdocs/web/wp-includes/functions.php on line 6121
Are there any regulations prohibiting a bank from establishing a brokerage/investment firm within its banking facility? – IBA Compliance Connection

Are there any regulations prohibiting a bank from establishing a brokerage/investment firm within its banking facility?

by

We are not aware of any problem on the banking regulation side.  For example, percentage lease arrangements have been around for at least a quarter century. Those, of course, involve outside brokerage firms (and at one time, insurance agencies) with a presence in the bank.